Come January 1, 2007, new Rules of Professional Conduct will take effect in Connecticut. Perhaps the most significant change is in the rules regarding client communication. Lawyers will soon be required to obtained their clients informed consent in writing about the risks and benefits of the course taken in litigation.
The rules are not clear about when informed consent is required. Must a client sign off on the filing of a discovery motion in a criminal case, for example? And if the client refuses to consent to a given course, must a lawyer then adopt another plan of action, even if it runs counter to his or her professional judgment?
The issue was on display in the United States District Court a couple of weeks ago. A lawyer in a criminal case was chastised by a judge for filing a pro forma discovery motion in a criminal case. She wondered why the motion had been filed when the standing orders for discovery in the district covered the request.
"My client wanted the motion filed," the lawyer explained. The judge was not moved.
I have a co-defendant in the case, so I chimed in. "Judge, do the people who draft the Rules of Professional Conduct actually think about what they are doing? The new rules require informed consent on judgment calls of all sorts. In this case, how can a lawyer refuse to file what the client demands?"
The judge was ready with an answer. "As you probably know, the federal bench has not adopted the new rules," the judge said. "You are still under the old rules."
Frankly, I did not know that the federal courts disagreed with their lowly state-court brothers and sisters about what is required. But I am relieved that in at least one court in Connecticut a lawyer is still free to exercise professional judgment about how to sculpt litigation.
It is nonetheless puzzling that federal judges and state judges can't see eye to eye on the duties of a lawyer. It looks like 2007 will be a banner year in Connecticut for lawyers representing lawyers in ethics disputes.